Legal Disclaimer
Broadmark Capital, LLC ("Broadmark") is registered as a broker-dealer with FINRA. Currently Broadmark Capital, LLC is registered in the following jurisdictions:
Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Idaho, Illinois, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, Wyoming
Solicitations are limited to residents of the above states only. Broadmark is not a registered investment advisor.
The information contained herein is not intended for use by any non-U.S. person, or in any jurisdiction where its use would be unlawful, or by any other person for commercial purposes.
Broadmark Capital LLC Business Continuity Plan Disclosure Statement
Broadmark Capital, LLC has developed a Business Continuity Plan describing how we will respond to events that significantly disrupt our business. With that in mind, we are providing you a summary of our plan.
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Significant business disruptions can vary in their scope, such as only our firm, the entire Seattle area, or western Washington region. Depending on the type of disruption, we will transfer our operations to a site outside of the affected area, and recover and resume business as soon as possible.
In either situation, we plan to continue in business and notify you through our main telephone number: (206) 623-1200. If the significant business disruption is so severe that it prevents us from remaining in business, we will assist you in contacting parties you have conducted business with (issuers and investors).
For more information - If you have questions about our business continuity planning, you can contact us at 206-623-1200 or seattle@broadmark.com.